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Wisconsin Attorney General Opinions
Opinion # OAG 40-78
1 June 1978.
County Judge; Discrimination,
Employer And Employe,
Public Officials,
Register In Probate;
A register in probate is protected
by the
Fair Employment Act, which protection
is not
affected by a defect in the appointment.
MICHAEL T. SOLOVEY,
District Attorney Juneau County
You requested my opinion on the
following two questions:
1. Whether a register in probate
(Section 253.31, Stats.)
is entitled to
the protection of
the Fair Employment
Act (Section 111.31-37
Stats.)?
2. Whether a defect in the appointment
of a
register in probate
(Section 253.31
Stats.) has any bearing
upon the
application of the
Fair Employment
Act (Section 111.31-37
Stats.)
to this position?
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You indicate that Juneau County
has a
population of approximately 18,000
people
and its employes are not covered
by union
contract or civil service.
Your questions are based on the
following factual setting.
The judge of the Juneau County Court
appointed a woman as register in
probate
pursuant to Section 253.31, Stats.
Her job is listed in the county
salary
schedule and she received county
benefits.
The register in probate, who was
unmarried, became pregnant and
was dismissed by the judge.
A Register In Probate Is Protected
By The Fair Employment Act.
The Fair Employment Act, Subchapter
II
of Chapter 111, Stats., makes it
unlawful for any employer,
labor
organization, licensing
agency or person
to discriminate against
any employe or
any applicant for
employment or
licensing.
Section 111.325, Stats.
Section 111.32, Stats., defines
"discrimination" and "discrimination
because of sex."
111.32(5)(a)
Discrimination" means discrimination
because of age, race, color, handicap,
sex, creed, national origin or
ancestry,
by an employer . . against any
employe .
. . in regard to his hire, tenure
or
term, condition or privilege of
employment . . . . . . .
111.32(5)(g)
It is discrimination because of sex:
1. For an employer. . on the basis
of
sex where sex is not
a bona fide
occupational qualification,
to
refuse to hire, employ,
admit or
license, or to bar
or to terminate
from employment or
licensing any
individual;
Prohibition of sex discrimination
in employment and activities
affecting the employment process
is
thus the declared public policy.
Virtually all employers (and employes)
are covered by the Act.
The Act's definitions of "employer"
and
"employe" are extremely broad.
The term "employer" shall include
this
state and any employer as defined
in s.
41.02(4), but shall not include
a social
club, fraternal or religious association
not organized for private profit.
Section 111.32(3), Stats.
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By reference to Section 41.02(4), Stats.,
any city, village, town, county,
common
school district . . or any other
unit of
government" is included within
the
definition of employer.
Section 111.32(2), Stats., states:
The term "employes" shall not include
any individual employed by his
parents, spouse or child.
Failure to define "employe" directly
creates
no ambiguity, and in the absence
of
ambiguity, language normally is
to
be given its ordinary and accepted
meaning.
See
Vigil v. State,
76 Wis.2d 133, 142,
250 N.W.2d 378 (1977).
Under Section 990.01(1), Stats.,
however,
"employe" is to be construed according
to its common and approved usage
unless
such construction would produce
a result
inconsistent with the manifest
intent
of the Legislature.
Webster's New World Dictionary,
Second
College Edition, defines "employe"
to
mean "a person hired by another,
or by
a business firm, etc., to work
for
wages or salary."
Although a register in probate clearly
qualifies under this dictionary
definition of
employe, it is equally clear that
a register
in probate enjoys a status different
from the
status associated generally with
the ordinary
and accepted meaning of the word
employe.
That is, the register in probate
is not only
an employe of the county but the
person
appointed register in probate also
is a county official.
The leading case in Wisconsin establishing
criteria to determine whether one
is
a public officer or an employe
is
Martin v. Smith,
239 Wis. 314,
1 N.W.2d 163 (1941).
The court stated at page 332:
To constitute a position
of public
employment a public
office of a civil
nature, it must be
created by the
constitution or through
legislative act;
must possess a delegation
of a portion
of the sovereign power
of government to
be exercised for the
benefit of the
public;
must have some permanency
and
continuity, and not
be only temporary or
occasional;
and
its powers and duties
must be derived
from legislative authority
and be
performed independently
and without the
control of a superior
power, other than
the law, except in
case of inferior
officers specifically
placed under the
control of a superior
officer or body,
and be entered upon
by taking an oath
and giving an official
bond, and be held
by virtue of a commission
or other
written authority.
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The office of register in probate
as created by legislative act
requires taking of the official
oath.
Section 253.31(1), Stats.
See
Wisconsin Constitution
Article IV, Section 28.
Register in probate is a permanent
office
even though any individual holding
such
office serves for an undefined
term.
See
Burton v. State Appeal Board,
38 Wis.2d 294, 302,
156 N.W.2d 386 (1968).
The statutory duties and powers
of registers
in probate, Sections 253.32 et
seq.,
Stats., clearly involve the exercise
of some sovereign powers of the
state
free from the control of a superior
power except that the judge can
direct
performance of general administrative
duties.
Section 253.32(6), Stats.
Such persons are appointed by
the county judges.
Section 253.31(1), Stats.
County judges also are county officials.
State ex rel. Sachtjen v. Festge,
25 Wis.2d 128,
130 N.W.2d 457 (1964).
While registers in probate exercise
some of
the sovereign powers of the state,
they
are primarily local officers carrying
out
statutorily defined duties and
exercising
statutorily defined powers under
the general
supervision of the county judge.
It is, therefore, my opinion that
registers
in probate should be considered
county
officers rather than county employes.
Although the status of registers
in probate
as county officers suggest exclusion
from the
common and approved definition
of employe
above cited it is, nevertheless,
also my
opinion that the register in probate
comes
within the meaning of "employe"
in the Fair
Employment Act.
Although Section 253.31, Stats.,
vests in the
county judge authority to appoint
and remove
a register in probate, such person,
nevertheless, is "employed" by
the county.
The salary of the register in probate
is fixed by the county board and
paid by the county.
Section 253.31(3), Stats.
The position is included in the
county salary
schedule and the person appointed
receives
other county benefits.
The county board has the power to
set or change the salaries of
county employes generally.
See, e.g., Sections
59.15, 59.16, 59.19 and 59.38,
Stats.
Included within the county's general
powers
enumerated in Chapter 59, Stats.,
is the
power to establish a county civil
service
system for the selection, tenure
and
status of county personnel.
Section 59.07(20), Stats.
In 35 Op. Att'y Gen. 69 (1946) it
was stated
that civil service rules can apply
to all
county personnel not expressly
excluded
from Section 59.07(20), Stats.
Registers in probate are not
specifically excluded.
See also
63 Op. Att'y Gen. 147 (1974);
41 Op. Att'y Gen. 105 (1952)
and
38 Op. Att'y Gen. 21 (1949).
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Status as an officer, therefore,
does
not necessarily disqualify an individual
as an employe as that word is used
or
defined in any particular statute.
State ex rel. Sheets v. Fay,
54 Wis.2d 642, 646,
196 N.W.2d 651 (1972).
See also
62 Op. Att'y Gen. 20 (1973).
As previously noted, the manifest
intent
of the Legislature as stated in
the act
is to prohibit discrimination by
any employer or person.
Section 111.325, Stats.
The Legislature's extension of the
Act's
coverage to virtually all employers
and employes evinced comprehensive
and equal treatment.
The declared public policy is
to encourage and foster
to the fullest
extent practicable
the employment of all
properly qualified
persons regardless of
their age, race, creed,
color, handicap,
sex, national origin
or ancestry.
Section 111.31(3), Stats.
Our supreme court has declared that
it will
liberally construe the Act in order
to foster
full employment without discrimination.
See
Chicago, M., St. P. & P. R.R.
v. ILHR Dept.,
62 Wis.2d 392, 397, 215 N.W.2d
443 (1974).
The Act's legislative history supports
the
comprehensive coverage intended.
In
State ex rel. DPI v. ILHR,
68 Wis.2d 677, 684,
229 N.W.2d 591 (1975),
before Section 111.32(3) of the
Act was
amended to include the state as
an employer,
the court urgently suggested that
the
Legislature make the Act applicable
to all employers.
. . The legislative
purpose or public
policy as set forth
in the Fair
Employment Act should
apply to
all employees whether
hired
by the state or others.
If the legislature does not include
them, questions of constitutional
equal
protection could be raised.
A simple amendment to the act could
include the state and its agencies
as
an employer or person so that all
employees (with stated exceptions)
may enjoy the protection of our
antidiscrimination statutes."
The Act was amended by Chapter 31,
Laws of
1975, to include the state as an
employer
and all state employes without
exception.
In view of the manifest broad coverage
it is
my opinion that "employe" includes
such
appointed officials as registers
in probate.
To construe employe narrowly to
exclude such
persons would frustrate legislative
intent.
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A further question remains, however.
Is the Fair Employment Act applicable
to
the discretionary authority of
the
county judge to appoint and remove
registers in probate?
I believe it is applicable.
The general rule is that an employer
or
appointing authority, see Moses
v. Board of
Veterans Affairs, 80 Wis.2d 411,
259 N.W.2d
102 (1977), may discharge for any
reason or
no reason in the absence of contrary
statutory or contract provisions.
Yanta v. Montgomery Ward & Co.,
Inc.,
66 Wis.2d 53, 63,
224 N.W.2d 389 (1974).
The statutory appointive powers
in Section
253.31, Stats., were in existence
when the
Legislature adopted the Fair Employment
Act.
It is presumed that the Legislature
was aware
of the appointive powers when the
Act was
adopted and amended, and those
powers are
subject to modification by subsequently
passed statutes.
Muskego-Norway C.S.J.S.D. No. 9
v. W.E.R.B.,
35 Wis.2d 540, 556-558,
151 N.W.2d 617 (1967).
The reason is that, even where there
is an
otherwise absolute statutory power
to hire
and fire, the
modification of statutes is a
question of legislative policy,
id., and the Fair Employment Act
constitutes
a modification of the otherwise
discretionary
power to hire and fire.
As already noted the Act prohibits
discrimination by any "employer"
or "person."
Section 111.325, Stats.
Delegating to county judges the
authority to
appoint and remove is no more significant
than similar delegation to persons
in
other areas of government employment.
Compare, e.g., Section 62.13(4)(a), Stats.
(police chief's statutory power
to
appoint and promote subordinates)
and
Section 17.07, Stats.
(removal by appointing authority
of
legislative and appointive state
officers).
Cf.
Glendale Professional Policemen's
Association
v.
City of Glendale,
83 Wis.2d 90,
264 N.W.2d 594 (1978),
and
Moses v. Board of Veterans Affairs, supra.
In stating the public policy against
discrimination in employment, the
Legislature
made no exception for appointed
positions.
Nothing in the Act's legislative
history
suggests that county judges are
to be exempt
from the Act's prohibitions when
making
statutory appointments.
In this regard, a county judge enjoys
no
special status and is bound by
the law
as is any other person.
Section 111.325, Stats.
It is important to keep in mind
that the
removal from office in the instant
case
does not involve the exercise of
inherent
powers of a court or the principle
of
separation of powers.
See
In re Appointment of Revisor,
141 Wis. 592, 612, 613,
124 N.W. 670 (1910).
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The office of register in probate
was
created by statute as are the duties
and powers of the office.
As already noted, they are subject
to
legislative modification.
Cf.
62 Op. Att'y Gen. 269 (1973);
30 Op. Att'y Gen. 148 (1941);
State ex rel. Sachtjen v. Festge, supra.
Assuming, however, one considers
removal an
inherent power of the court under
a theory
that it may be necessary to protect
the
judicial system and the integrity
of the
court, the Legislature, by prohibiting
discrimination, has imposed a reasonable
qualification on the county judge's
exercise of such power.
State v. King, et al.,
82 Wis.2d 124,
262 N.W.2d 80 (1978);
Upper Lakes Shipping v. Seafarer's
I. Union,
22 Wis.2d 7,
125 N.W.2d 324 (1963);
Jos. Schlitz Brewing v. Washburn
Brewing
122 Wis. 515,
100 N.W. 832 (1904);
State ex rel. Attorney General
v.
Circuit Court for Eau Claire County,
97 Wis. 1,
72 N.W. 193 (1897).
Consequently, a county judge may
remove the
register in probate but not for
reasons
proscribed by the Fair Employment
Act.
Although it is my opinion that the
Fair
Employment Act applies to the appointment
and removal of a register in probate,
the Department of Industry, Labor
and
Human Relations has been given
primary
responsibility for determining
whether
actual discrimination has occurred.
Section 111.33, Stats.
Because dismissal in the instant
case may
involve disputed questions of fact,
such
matters should be resolved by the
Department
of Industry, Labor and Human Relations.
I therefore express no opinion on
whether
removal in the instant case violated
the
Act's proscription against sex
discrimination.
Cf.
Ray-O-Vac v. ILHR Department,
70 Wis.2d 919,
236 N.W.2d 209 (1975);
Wisconsin Telephone Co. v. ILHR
Dept.,
68 Wis.2d 345,
228 N.W.2d 649 (1975).
A Defect In The Appointment of A
Register In Probate Has Limited
Bearing
Upon The Application of The Act.
In your second question you ask
whether a
defect in the appointment of a
register in
probate has any bearing upon the
application
of the Fair Employment Act to the
position.
In my opinion such defect has only
incidental
effect upon the application of
the Act.
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Section 253.31(1), Stats., provides
in part
that before entering upon his or
her duties a
register in probate
shall take and subscribe the
constitutional oath of office
and file it, together with the
order of appointment, in the
office of the clerk of circuit
court.
Unintentional failure to comply
with these
statutory requirements renders
the office
vacant (Section 17.03(7), Stats.),
but would
not prevent a person from assuming
office.
See
1908 Op. Att'y Gen. 736 (1907);
See also
Burton v. State Appeal Board, supra, at 304.
It would mean, however,
that the person
appointed is a de
facto rather than a de jure
register in probate.
. . . As a general
rule, all that is
required to make an
officer de facto
is that the individual
claiming the
office be in possession
of it,
performing its duties,
and claiming
to be such officer
under color of
an election or appointment.
. .
State ex rel. Reynolds v. Smith,
22 Wis.2d 516, 522,
126 N.W.2d 215 (1964).
It is well established that the
official acts
of a de facto officer, as to third
persons,
are valid and cannot be questioned
collaterally.
In re Burke, 76 Wis. 357, 362,
45 N.W. 24 (1890).
See also
Burton v. State Appeal Board, supra, at 304;
Walberg v. State,
73 Wis.2d 448, 463, 464,
243 N.W.2d 190 (1976).
Where there is no de jure officer
claiming
the office, a de facto officer
is entitled
to the salary of the office when
the de facto
officer has entered upon the duties
of the
office in good faith and pursuant
to
apparent authority.
State ex rel. Reynolds v. Smith,
supra,
at 522, 523.
In the instant case any defect would
likely
be corrected promptly by the appointing
authority through reappointment,
thereby
making that person a de jure officer.
Obviously the county judge could
simply
withdraw the appointment of a register
in
probate if that person refuses
to take and
subscribe the constitutional oath
of office.
As already noted the policy of making
discrimination unlawful extends
to all
employes and prospective employes
including,
in my opinion, de facto employes.
See Sections 111.325 and 111.31, Stats.
Therefore, when a person is a de
facto
employe, he or she is entitled
to the
protection of the Act.
BCL:JN
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